Unclaimed
Nicholas Martin is a registered representative with Northwestern Mutual Investment Services, LLC. Nicholas holds the Series 7, 63, and SIE licenses and is registered with the states of District of Columbia, Maryland, New Jersey and Virginia. Nicholas has been in the industry since January 2020. The firm's main office is located in Milwaukee, WI.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
DC
02/12/2021 - Present
Northwestern Mutual Investment Services, LLC (WASHINGTON DC)
DC
01/27/2020 - 03/06/2020
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (WASHINGTON DC)
BC
Issued 05/26/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/27/2020
Series 7TO - General Securities Representative Examination
BC
Issued 01/22/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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