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Nicholas Steven Klein

Oxford Financial Group, Ltd.

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About Nicholas Steven Klein

Nicholas Klein is a registered investment advisor representative at Oxford Financial Group, Ltd. Nicholas has been working in the industry since 2007 and has experience with investment companies, corporations, pension and profit-sharing plans, and insurance companies. Nicholas is registered in Florida, Illinois, and Indiana. Nicholas focuses on providing financial planning, portfolio management, and pension consulting services.

Firm Information

Nicholas Klein is currently registered with Oxford Financial Group, Ltd.. Oxford Financial Group, Ltd. is an investment advisory firm based in Carmel, Indiana with a focus on financial planning, pension consulting, and portfolio management for individuals, businesses, and pooled investment vehicles. The firm serves high-net-worth individuals, pension and profit-sharing plans, charitable organizations, investment companies, and other clients. They manage over $18 billion in assets.
Oxford Financial Group, Ltd.

11711 NORTH MERIDIAN STREET

CARMEL, IN 46032

$18.20B

Assets Under Management

Not reported

Total Clients

48

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Nicholas Klein’s Registration & Firm History

IN

09/09/2016 - Present

Oxford Financial Group, Ltd. (Carmel IN)

IL

11/13/2013 - 09/08/2014

BESSEMER INVESTOR SERVICES, INC. (CHICAGO IL)

NY

10/09/2009 - 06/06/2012

GOLDMAN, SACHS & CO. (NEW YORK NY)

CT

07/18/2007 - 10/05/2009

MANAGERS DISTRIBUTORS, INC. (STAMFORD CT)

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Licenses & Designations

IA

Issued 09/09/2016

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 08/20/2007

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/17/2007

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for Nicholas Steven Klein.
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