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Nicholas Steven Gergen

1834 Investment Advisors Co.

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About Nicholas Steven Gergen

Nicholas Gergen is a financial advisor who has been in the industry since 2009. Nicholas holds a Series 7, Series 63 and SIE license, and he is also a Chartered Financial Analyst. Nicholas's current firm, 1834 Investment Advisors Co., has been registered with the SEC since 2021 and is a subsidiary of Old National Bank. Nicholas's previous firm, Craig-Hallum Capital Group LLC, was a broker-dealer, but Nicholas is no longer registered with that firm. Currently, Nicholas is registered as an Investment Advisor Representative with the state of Minnesota. Nicholas has worked for various firms over the years, including Wells Fargo Bank, NA, Wells Fargo Clearing Services, LLC, and Old National Bank. Nicholas's specializations include investment advice for individuals, corporations and charitable organizations.

Firm Information

Nicholas Gergen is currently registered with 1834 Investment Advisors Co.. 1834 Investment Advisors Co. is an investment advisor headquartered in Milwaukee, Wisconsin. With over $1 billion in assets under management, the firm provides financial planning, portfolio management for businesses and individuals, and other services to a variety of clients, including high-net-worth individuals, charitable organizations, pension and profit-sharing plans, state or municipal government entities, and individuals other than high-net-worth.
1834 Investment Advisors Co.

511 N BROADWAY

MILWAUKEE, WI 53202

$1.12B

Assets Under Management

Not reported

Total Clients

7

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Nicholas Gergen’s Registration & Firm History

WI

03/20/2023 - Present

1834 Investment Advisors Co. (MILWAUKEE WI)

MN

04/09/2009 - 05/08/2014

CRAIG-HALLUM CAPITAL GROUP LLC (MINNEAPOLIS MN)

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Licenses & Designations

BC

Issued 04/24/2009

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/01/2021

SIE - Securities Industry Essentials Examination

BC

Issued 04/08/2009

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for Nicholas Steven Gergen.
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