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Nicholas Steven Flynn

Principal Advised Services

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About Nicholas Steven Flynn

Nicholas Flynn is a financial professional with experience in both the banking and financial services industries. Nicholas is currently registered with Principal Advised Services as a Retirement Consultant. Nicholas's professional background includes a strong focus on sales and client service. Nicholas is dedicated to providing personalized investment advice to retirement plan participants. In addition to his role at Principal Advised Services, Nicholas also works as an AVP - Advice, Education & Sales for Principal Bank. Nicholas's expertise includes offering advice on retirement planning, distribution options, and bank deposit products.

Firm Information

Nicholas Flynn is currently registered with Principal Advised Services. Principal Advised Services is a registered investment advisor based in Des Moines, IA. They offer portfolio management for individuals and selection of other advisors. The firm manages $569,489,941 in regulatory assets under management, primarily for individuals other than high-net-worth individuals. They also have a wrap fee program.
Principal Advised Services

655 9TH STREET

DES MOINES, IA 50309

$569.49M

Assets Under Management

1,268

Total Clients

144

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Nicholas Flynn’s Registration & Firm History

IA

10/22/2024 - Present

Principal Advised Services (Des Moines IA)

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Licenses & Designations

BC

Issued 08/02/2024

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 08/02/2024

Series 7TO - General Securities Representative Examination

BC

Issued 06/29/2024

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Nicholas Steven Flynn.
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