Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Stergis is a financial professional with over 20 years of experience in the securities industry. Nicholas is currently registered with Ladenburg Thalmann & Co. Inc. in Naples, FL. Nicholas has held previous positions with Accredited Equities Incorporated in Miami, FL. Nicholas has passed the Series 63, Series 24, Series 79TO, SIE and Series 62 exams and is currently registered in 19 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
FL
09/08/2009 - Present
Ladenburg Thalmann & Co. Inc. (NAPLES FL)
FL
07/02/2002 - 07/11/2008
ACCREDITED EQUITIES INCORPORATED (MIAMI FL)
BC
Issued 08/14/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/28/2004
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/22/2002
Series 62 - Corporate Securities Limited Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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