Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Petrick is a financial professional with over 7 years of experience in the industry. He has held positions at several firms, including Houlihan Lokey Capital, Inc., Harris Williams & Co., and Janney Montgomery Scott LLC. Nicholas is currently registered with Harris Williams in Richmond, Virginia and holds the Series 7, Series 52, Series 79, and Series 63 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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VA
04/14/2018 - Present
Harris Williams (RICHMOND VA)
IL
06/29/2017 - 08/31/2017
HOULIHAN LOKEY CAPITAL, INC. (CHICAGO IL)
VA
11/05/2014 - 05/04/2017
HARRIS WILLIAMS & CO. (RICHMOND VA)
PA
10/15/2012 - 11/07/2014
JANNEY MONTGOMERY SCOTT LLC (PHILADELPHIA PA)
BC
Issued 12/15/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/16/2013
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 11/17/2012
Series 52 - Municipal Securities Representative Examination
BC
Issued 10/13/2012
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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