Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Matlock is a financial advisor who provides financial planning, portfolio management services to individuals and pooled investment vehicles. Nicholas holds Series 7, 55, SIE, and 57TO licenses, in addition to the Series 66 license. Nicholas has worked in the financial services industry since 2011. Nicholas currently works for Cratero Capital LLC. Previously, Nicholas has worked for Edward Jones, Charles Schwab & Co., Inc., TD Ameritrade, Inc., Scottrade, Inc. and Stifel, Nicolaus & Company, Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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2
MO
01/04/2022 - Present
Cratero Capital LLC (ST. LOUIS MO)
MO
04/08/2020 - 11/29/2021
EDWARD JONES (ST. LOUIS MO)
MO
11/15/2017 - 04/16/2020
CHARLES SCHWAB & CO., INC. (Chesterfield MO)
MO
10/19/2017 - 11/09/2017
TD AMERITRADE, INC. (ST. LOUIS MO)
MO
05/27/2015 - 10/24/2017
SCOTTRADE, INC. (ST LOUIS MO)
MO
07/26/2011 - 05/28/2015
STIFEL, NICOLAUS & COMPANY, INCORPORATED (ST. LOUIS MO)
BOTH
Issued 03/09/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/14/2012
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 07/25/2011
Series 7 - General Securities Representative Examination
Active
Inactive
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