Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Stephen Lamb is an investment advisor representative with Cetera Investment Advisers LLC and Sageview Advisory Group, LLC. Nicholas has been in the financial services industry since June 2016. Prior to joining Cetera Investment Advisers LLC, Nicholas worked at Cetera Advisor Networks LLC and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Nicholas holds a Series 7 and Series 66 license and the SIE exam. Nicholas is registered to provide investment advisory services in California, Illinois, Michigan, Ohio, and Colorado. Nicholas specializes in providing financial planning and asset management services to individuals, families, and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
IL
03/22/2024 - Present
Cetera Investment Advisers LLC (Chicago IL)
IL
10/24/2018 - 02/07/2024
CETERA ADVISOR NETWORKS LLC (CHICAGO IL)
IL
06/15/2016 - 10/11/2018
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CHICAGO IL)
BOTH
Issued 7/21/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 6/14/2016
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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