Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Gomes is a financial advisor with Robert W. Baird & Co. Inc., a firm that manages over $287 billion in assets for clients across various industries. Nicholas has been in the industry since October 2015 and holds a range of licenses and certifications. Nicholas holds certifications in Series 63, Series 7, Series 52, Series 53, Series 24, Series 50, Series 99TO, Series 79TO and SIE. Prior to joining Robert W. Baird & Co. Inc., Nicholas was an advisor at both Cantor Fitzgerald & Co. and Jefferies LLC. Nicholas is registered in Tennessee as a financial advisor.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
See schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Hard dollar payments for research
1
2
TN
07/12/2021 - Present
Robert W. Baird & Co. Inc. (NASHVILLE TN)
NY
03/14/2016 - 07/07/2021
CANTOR FITZGERALD & CO. (NEW YORK NY)
NY
10/12/2015 - 03/14/2016
JEFFERIES LLC (NEW YORK NY)
BC
Issued 01/30/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/30/2024
Series 54 - Municipal Advisor Principal Qualification Examination
BC
Issued 08/18/2016
Series 53 - Municipal Securities Principal Examination
BC
Issued 07/11/2016
Series 24 - General Securities Principal Examination
BC
Issued 04/26/2024
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 02/26/2022
Series 50 - Municipal Advisor Representative Qualification Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/26/2016
Series 52 - Municipal Securities Representative Examination
BC
Issued 10/12/2015
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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