Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Stanley is a financial professional with over 15 years of experience in the financial services industry. Nicholas is currently registered with Ameriprise Financial Services, LLC and Nielsen Financial Management, Inc. Nicholas has been serving clients in Iowa since 2007. Nicholas has a Series 6, 7 and 66 license and is a registered representative with Ameriprise Financial Services, LLC. Nicholas is also a registered investment advisor with Nielsen Financial Management, Inc.. Ameriprise Financial Services, LLC and Nielsen Financial Management, Inc. offer a variety of financial services to individuals, families and businesses. These services include financial planning, investment management, retirement planning and insurance. Nicholas's experience and expertise can help you achieve your financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
IA
09/06/2013 - Present
Ameriprise Financial Services, LLC (AMES IA)
IA
08/22/2007 - 09/05/2012
PRINCOR FINANCIAL SERVICES CORPORATION (DES MOINES IA)
BOTH
Issued 01/31/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/05/2013
Series 7 - General Securities Representative Examination
BC
Issued 08/21/2007
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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