Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Squitieri is a Registered Representative of Herbert J. Sims Capital Management, Inc.. Nicholas has over 25 years of experience in the securities industry. Nicholas has held positions at several firms including Westport Resources Investment Services, Inc., Rice Financial Products Company, Hapoalim Securities USA, Inc., LaSalle Financial Services, Inc., Wachovia Securities, LLC, Prudential Securities Incorporated, Banc One Capital Markets, Inc., and Advest, Inc.. Nicholas is licensed to sell securities in the state of Connecticut.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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CT
02/19/2020 - Present
Herbert J. Sims Capital Management, Inc. (FAIRFIELD CT)
CT
04/25/2011 - 01/20/2012
WESTPORT RESOURCES INVESTMENT SERVICES, INC. (WESTPORT CT)
NJ
10/29/2010 - 05/23/2011
RICE FINANCIAL PRODUCTS COMPANY (HOBOKEN NJ)
NY
02/13/2008 - 12/15/2008
HAPOALIM SECURITIES USA, INC. (NEW YORK NY)
IL
08/25/2003 - 12/13/2007
LASALLE FINANCIAL SERVICES, INC. (CHICAGO IL)
MO
07/18/2003 - 08/19/2003
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
NY
09/13/2002 - 07/18/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
IL
04/01/1999 - 09/04/2002
BANC ONE CAPITAL MARKETS, INC. (CHICAGO IL)
OH
04/29/1996 - 04/01/1999
BANC ONE CAPITAL MARKETS, INC. (COLUMBUS OH)
CT
10/20/1994 - 04/15/1996
ADVEST, INC. (HARTFORD CT)
BOTH
Issued 02/18/2020
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/08/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/04/2011
Series 24 - General Securities Principal Examination
BC
Issued 01/25/2011
Series 27 - Financial and Operations Principal Examination
BC
Issued 04/27/1998
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/19/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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