Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Sponyoe is a securities professional with experience in the financial industry. Nicholas is currently registered with Truist Securities, Inc. Nicholas holds the Series 7TO, Series 99TO, and SIE licenses. Prior to joining Truist Securities, Inc., Nicholas was employed by WELLS FARGO SECURITIES, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NC
04/13/2022 - Present
Truist Securities, Inc. (CHARLOTTE NC)
NC
04/12/2021 - 01/27/2022
WELLS FARGO SECURITIES, LLC (CHARLOTTE NC)
BC
Issued 06/17/2024
Series 7TO - General Securities Representative Examination
BC
Issued 04/10/2021
Series 99TO - Operations Professional Examination
BC
Issued 12/14/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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