Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Smith is a financial advisor in Dallas, Texas with Ameritas Advisory Services, LLC. Nicholas has been in the financial industry since February 2023. Nicholas is also an independent insurance agent and sells fixed insurance products for Foster Financial Group. Nicholas also owns Smith Financial Services, LLC, which provides financial consulting services. Nicholas has been involved in several other businesses including rental properties, property renovations and real estate. Nicholas is registered as an Investment Advisor Representative (IAR) in Texas and also holds Series 63, 65, 7TO and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitor fees
1
2
TX
02/23/2023 - Present
Ameritas Advisory Services, LLC (DALLAS TX)
BC
Issued 10/20/2023
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 12/20/2022
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/28/2023
Series 7TO - General Securities Representative Examination
BC
Issued 09/01/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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