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Nicholas Smith

Lazard Asset Management LLC

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About Nicholas Smith

Nicholas Smith is a financial advisor with Lazard Asset Management LLC based in New York, NY. Nicholas holds Series 7TO, Series 66 and SIE licenses and has been active in the industry since December 2021. Nicholas has experience in various sectors, including Merrill Lynch, Pierce, Fenner & Smith Incorporated, Bessemer Trust, and Bank of America. Nicholas specializes in portfolio management for individuals, businesses, investment companies, and pooled investment vehicles.

Firm Information

Nicholas Smith is currently registered with Lazard Asset Management LLC. Lazard Asset Management LLC is an investment advisor registered with the SEC. They manage assets for a variety of clients including individuals, institutions, investment companies, and pooled investment vehicles. Their main office is located in NEW YORK, NY. They manage approximately $150,331,817,279 in assets, primarily through discretionary accounts. They offer portfolio management services for businesses, individuals, investment companies, and pooled investment vehicles.
Lazard Asset Management LLC

30 ROCKEFELLER PLAZA

NEW YORK, NY 10112

$150.33B

Assets Under Management

47

Total Clients

29

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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portfolio management for investment companies

Strategic management for diversified investment portfolios.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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performance-based fees

Fees calculated based on the performance of your investments relative to a benchmark.

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Nicholas Smith’s Registration & Firm History

NY

06/17/2024 - Present

Lazard Asset Management LLC (NEW YORK NY)

NY

12/03/2021 - 06/03/2024

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

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Licenses & Designations

BOTH

Issued 01/27/2023

Series 66 - Uniform Combined State Law Examination

BC

Issued 12/03/2021

Series 7TO - General Securities Representative Examination

BC

Issued 11/09/2021

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Nicholas Smith.
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