Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Tuck is an Investment Advisor Representative with Osaic Wealth, Inc. Nicholas has been in the financial services industry for over 30 years, having started his career in 1989. Nicholas is licensed to provide financial advice in multiple states, including New York, Florida, and North Carolina. Nicholas is a registered Investment Advisor Representative with Securities America, Inc. and is also an insurance agent.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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NY
06/14/2024 - Present
Osaic Wealth, Inc. (GOSHEN NY)
NY
10/26/2017 - 06/14/2024
SECURITIES AMERICA, INC. (GOSHEN NY)
NY
04/25/2006 - 10/27/2017
NATIONAL PLANNING CORPORATION (GOSHEN NY)
MA
12/20/2005 - 04/27/2006
MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)
IN
07/08/2000 - 12/21/2005
JEFFERSON PILOT SECURITIES CORPORATION (FORT WAYNE IN)
NH
10/19/1992 - 07/08/2000
POLARIS FINANCIAL SERVICES, INC. (CONCORD NH)
NJ
09/18/1989 - 10/20/1992
FIRST INVESTORS CORPORATION (EDISON NJ)
IA
Issued 02/18/2022
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/26/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/06/1993
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/17/1997
Series 7 - General Securities Representative Examination
BC
Issued 09/15/1989
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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