Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Sharp is a financial advisor with Empower Financial Services, Inc. Nicholas has been in the financial services industry since March 11, 2019. Nicholas is licensed in Colorado and Kansas, and holds the Series 7TO, Series 6TO, SIE, Series 63, and Series 24 securities licenses. Nicholas has previously worked with TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC and ROBINHOOD FINANCIAL, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CO
02/16/2023 - Present
Empower Financial Services, Inc. (GREENWOOD VILLAGE CO)
CO
11/07/2022 - 01/30/2023
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (DENVER CO)
CO
05/14/2020 - 08/09/2022
ROBINHOOD FINANCIAL, LLC (Denver CO)
CO
11/09/2018 - 04/25/2020
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (DENVER CO)
BC
Issued 11/17/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/18/2023
Series 24 - General Securities Principal Examination
BC
Issued 08/20/2020
Series 7TO - General Securities Representative Examination
BC
Issued 11/09/2018
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/25/2018
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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