Unclaimed
Nicholas Wintermeyer is a registered representative with State Street Global Advisors Funds Distributors, LLC, a firm headquartered in Scottsdale, AZ. Nicholas has been active in the financial industry for over 2 years. Nicholas is licensed to sell securities in 51 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
AZ
09/05/2024 - Present
State Street Global Advisors Funds Distributors, LLC (Scottsdale AZ)
AZ
09/09/2022 - 08/09/2024
VANGUARD MARKETING CORPORATION (SCOTTSDALE AZ)
BC
Issued 08/12/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/09/2022
Series 7TO - General Securities Representative Examination
BC
Issued 05/25/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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