Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Duelfer is a financial advisor with Northwestern Mutual Investment Services, LLC in King of Prussia, Pennsylvania. Nicholas has been in the financial services industry since January 2016. Nicholas holds the Series 7 and Series 66 securities licenses and has worked with multiple firms prior to joining Northwestern Mutual Investment Services, LLC. Nicholas is registered to provide investment advice in 27 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
PA
06/22/2021 - Present
Northwestern Mutual Investment Services, LLC (KNG OF PRUSSIA PA)
PA
01/27/2020 - 05/05/2021
KEY INVESTMENT SERVICES LLC (Trexlertown PA)
PA
10/26/2016 - 11/15/2019
SANTANDER SECURITIES LLC (EASTON PA)
PA
08/03/2015 - 08/31/2016
AMERIPRISE FINANCIAL SERVICES, INC. (CENTER VALLEY PA)
BOTH
Issued 08/26/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/03/2015
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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