Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Rupp is a financial advisor associated with Fidelity Brokerage Services LLC. Nicholas has been in the industry since May 20, 2018. Nicholas is licensed to sell securities in 53 states, and is registered with FINRA. Nicholas holds Series 63, Series 7, Series 9, Series 10 and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
FL
05/21/2018 - Present
Fidelity Brokerage Services LLC (JACKSONVILLE FL)
BC
Issued 06/01/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/20/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 03/27/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/21/2018
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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