Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Palm is a financial advisor currently associated with Robert W. Baird & Co. Inc., based in Madison West, Wisconsin. Nicholas has been in the industry since 2016 and has passed several exams including the Series 7, Series 66, and the Securities Industry Essentials Exam. Nicholas is registered in 40 states across the US and holds the following specializations: 1, 2, 3, 4, 5, 6, 7, 9, and 10. Nicholas is also a member of the Board for the Endres Manufacturing Foundation Inc. and the Finance Committee for Big Brothers Big Sisters of Dane County. Nicholas has a varied work history in the financial industry, having worked for UBS Financial Services Inc. prior to joining Robert W. Baird & Co. Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
See schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Hard dollar payments for research
1
2
WI
03/12/2024 - Present
Robert W. Baird & Co. Inc. (Madison West WI)
WI
03/01/2016 - 03/22/2024
UBS FINANCIAL SERVICES INC. (MADISON WI)
BOTH
Issued 04/26/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/01/2016
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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