linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Nicholas Scott Moore

Trinity Financial Planning

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Nicholas? Claim Your Profile

About Nicholas Scott Moore

Nicholas Moore is an Investment Advisor Representative at Trinity Financial Planning, based in Middleton, WI. Nicholas has over 7 years of experience in the financial services industry. Nicholas has a Series 6, 7 and 66 licenses and holds the SIE designation. Prior to joining Trinity Financial Planning, Nicholas worked at CRI Securities, LLC, Securian Financial Services, Inc., Edward Jones and LPL Financial LLC.

Firm Information

Nicholas Moore is currently registered with Trinity Financial Planning. Trinity Financial Planning, LLC is a registered investment advisor with approximately $82.84 million in regulatory assets under management. They provide financial planning and portfolio management for individuals, specializing in serving high-net-worth individuals and individuals other than high-net-worth individuals. The firm has 264 client accounts, with 28 high-net-worth individual clients and 31 individual clients other than high-net-worth individuals.

$82.84M

Assets Under Management

3

Total Clients

2

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

check

portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

fixed fees

Set rates for specific services, regardless of time or assets managed.

check

percentage of assets

A percentage of the total value of assets under management is charged.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Nicholas Moore’s Registration & Firm History

WI

02/01/2021 - Present

Trinity Financial Planning (MIDDLETON WI)

WI

01/16/2017 - 02/10/2021

CRI SECURITIES, LLC (MADISON WI)

WI

01/16/2017 - 02/10/2021

SECURIAN FINANCIAL SERVICES, INC. (MADISON WI)

WI

10/03/2016 - 12/02/2016

EDWARD JONES (MADISON WI)

WI

03/11/2014 - 10/10/2016

LPL FINANCIAL LLC (MADISON WI)

IA

08/16/2011 - 07/02/2012

DIRECTED SERVICES LLC (DES MOINES IA)

Not sure if Nicholas Scott Moore is right for you?

Licenses & Designations

BOTH

Issued 12/24/2014

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/11/2014

Series 7 - General Securities Representative Examination

BC

Issued 08/15/2011

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for Nicholas Scott Moore.
Not sure if Nicholas Scott Moore is right for you?