Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Schmitt is a financial advisor with over 24 years of experience in the financial services industry. Nicholas is currently registered with Osaic Institutions, Inc. in Coshocton, Ohio. Nicholas is also registered with the state of Ohio as a registered investment advisor. Previously, Nicholas was associated with UVEST FINANCIAL SERVICES GROUP, INC., LINCOLN FINANCIAL ADVISORS CORPORATION, THE LINCOLN NATIONAL LIFE INSURANCE COMPANY, and NYLIFE SECURITIES INC. Nicholas is licensed to sell securities and provide investment advice in Ohio. Nicholas holds FINRA Series 6, 7, and 66 licenses, as well as the SIE license. Nicholas is a Chartered Financial Consultant.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Solicitation services for other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
OH
10/12/2011 - Present
Osaic Institutions, Inc. (Coshocton OH)
OH
05/08/2003 - 10/14/2011
UVEST FINANCIAL SERVICES GROUP, INC. (COSHOCTON OH)
IN
01/20/1997 - 10/04/2001
LINCOLN FINANCIAL ADVISORS CORPORATION (FORT WAYNE IN)
IN
01/20/1997 - 10/04/2001
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (FORT WAYNE IN)
NY
04/30/1996 - 01/22/1997
NYLIFE SECURITIES INC. (NEW YORK NY)
BOTH
Issued 11/10/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/20/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/29/2001
Series 7 - General Securities Representative Examination
BC
Issued 04/29/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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