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Nicholas Scavone

Trident Partners Ltd.

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About Nicholas Scavone

Nicholas Scavone is a financial advisor with over 20 years of experience in the industry. Nicholas is currently registered with Trident Partners Ltd. and is licensed in 12 states. He has held previous positions with Merrimac Corporate Securities, Inc., J.P. Turner & Company, L.L.C., and The Concord Equity Group, LLC. Nicholas holds a variety of licenses and certifications, including Series 7, Series 24, Series 52TO, Series 63, and the SIE.

Firm Information

Nicholas Scavone is currently registered with Trident Partners Ltd.. Trident Partners Ltd. is a Corporation formed on May 17, 1996, and has been approved to operate in all 50 states and the District of Columbia. The firm has an approved SEC registration. They have a total of 9 disclosures on file, including 5 for regulatory events and 4 for arbitration.

Not reported

Assets Under Management

Not reported

Total Clients

13

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Nicholas Scavone’s Registration & Firm History

NY

06/18/2013 - Present

Trident Partners Ltd. (WOODBURY NY)

NY

02/04/2011 - 06/21/2013

MERRIMAC CORPORATE SECURITIES, INC. (JERICHIO NY)

NY

09/06/2006 - 02/07/2011

J.P. TURNER & COMPANY, L.L.C. (SYOSSET NY)

NY

01/09/2006 - 10/05/2006

THE CONCORD EQUITY GROUP, LLC (SYOSSETT NY)

FL

08/12/2003 - 12/31/2005

GUNNALLEN FINANCIAL, INC (TAMPA FL)

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Licenses & Designations

BC

Issued 08/01/2003

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 14 - Compliance Officer Examination

BC

Issued 05/26/2011

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/17/2003

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 2 public disclosures for Nicholas Scavone. Review regulatory record here.
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