Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Sargent Rice is a financial advisor with CPS Financial & Insurance Services, Inc. Nicholas is registered with FINRA and has over 2 years of experience in the financial services industry. Nicholas holds Series 6 and Series 63 licenses. Nicholas previously worked at Northwestern Mutual Investment Services, LLC in Connecticut.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
08/13/2021 - Present
CPS Financial & Insurance Services, Inc. (IRVINE CA)
CT
10/18/2017 - 11/19/2019
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (Hartford CT)
CT
10/03/2016 - 02/14/2017
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (WEST HARTFORD CT)
BC
Issued 11/17/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/03/2016
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Nicholas Rice is the right advisor for you? Invested Better is here to help.
