Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Saraceno is a registered representative with Nylife Securities LLC. Nicholas has been in the securities industry since January 23, 2022 and is registered in Oklahoma. Nicholas has passed the Series 6TO, SIE and Series 63 exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
OK
05/24/2024 - Present
Nylife Securities LLC (TULSA OK)
OK
03/02/2021 - 06/30/2023
ALLIANCE-ONE INVESTMENTS, LLC (Tulsa OK)
BC
Issued 06/01/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/04/2021
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 12/17/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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