Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Santisteban is an investment advisor representative associated with Charles Schwab & CO., Inc.. Nicholas holds the Series 66, Series 7TO and SIE licenses, as well as licenses in 12 states. Nicholas has been active in the industry since December 2019. Nicholas provides financial planning services and is also a wrap fee program sponsor. In addition to their work as an investment advisor, Nicholas also owns a rental property.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
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2
NY
01/12/2023 - Present
Charles Schwab & CO., Inc. (New York City NY)
BOTH
Issued 06/08/2020
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/04/2019
Series 7TO - General Securities Representative Examination
BC
Issued 06/21/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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