Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Sanjay Christian is a securities professional with experience in the financial industry. Nicholas has a Series 7, Series 63, Series 79, Series 24 and SIE. Nicholas is currently registered with Thinkequity LLC and is based in New York, NY.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
09/26/2022 - Present
Thinkequity LLC (NEW YORK NY)
BC
Issued 11/28/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/12/2023
Series 24 - General Securities Principal Examination
BC
Issued 11/11/2022
Series 7TO - General Securities Representative Examination
BC
Issued 09/26/2022
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 08/22/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq Stock Market
N
New York Stock Exchange
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