Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Salerno is a financial advisor registered with Merrill Lynch, Pierce, Fenner & Smith Inc. Nicholas has been in the financial industry since November 1992. Prior to joining Merrill Lynch, Nicholas worked with Emerging Growth Equities, Ltd., CV Brokerage, Inc, Jackson Securities LLC, Raymond C. Forbes & Co., Inc., Blackmont Capital Corp., CIBC World Markets Corp., Gordon Capital Inc., Goldman, Sachs & Co., and Smith Barney, Harris Upham & Co., Incorporated. Nicholas specializes in portfolio management, investment management and selection of other advisors. Nicholas holds a Series 66, 63, 9, 10, 24, 8, 87, 55, 3 and 7 licenses. Nicholas is licensed to provide investment advisory services in 53 states and is currently registered to provide broker-dealer services in Nevada, New Jersey, Pennsylvania and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NJ
09/18/2017 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (PENNINGTON NJ)
PA
11/19/2014 - 08/09/2017
EMERGING GROWTH EQUITIES, LTD. (KING OF PRUSSIA PA)
NJ
08/21/2013 - 10/13/2014
CV BROKERAGE, INC (WILLIAMSTOWN NJ)
NJ
08/22/2012 - 04/22/2013
CV BROKERAGE, INC (RED BANK NJ)
NJ
06/08/2011 - 08/21/2012
JACKSON SECURITIES LLC (RED BANK NJ)
NY
10/07/2010 - 11/09/2010
RAYMOND C. FORBES & CO., INC. (NEW YORK NY)
NJ
04/03/2006 - 12/31/2009
BLACKMONT CAPITAL CORP. (PRINCETON NJ)
NY
09/12/1998 - 03/09/2006
CIBC WORLD MARKETS CORP. (NEW YORK NY)
NY
04/07/1997 - 08/07/1998
GORDON CAPITAL INC. (NEW YORK NY)
NY
07/01/1992 - 03/10/1997
GOLDMAN, SACHS & CO. (NEW YORK NY)
NY
10/25/1990 - 06/16/1992
SMITH BARNEY, HARRIS UPHAM & CO., INCORPORATED (NEW YORK NY)
BOTH
Issued 09/15/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/07/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/18/2022
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 04/25/2022
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/23/2014
Series 24 - General Securities Principal Examination
BC
Issued 02/11/1998
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/29/2011
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 12/09/1998
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 08/18/1992
Series 3 - National Commodity Futures Examination
BC
Issued 10/23/1990
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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