Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Mignone is an investment banking professional with experience in the financial services industry. Nicholas is registered with Harbor View Advisors, LLC and holds the Series 63, SIE, and Series 79 licenses. Nicholas is registered in California and Florida.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
FL
09/25/2018 - Present
Harbor View Advisors, LLC (NEPTUNE BEACH FL)
BC
Issued 01/21/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/25/2018
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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