Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Battaglia is a financial advisor at Alliancebernstein Investments, Inc., a registered investment advisor firm with an office in Nashville. Nicholas is registered with the Financial Industry Regulatory Authority (FINRA) and holds Series 7, Series 63 and SIE licenses. Nicholas's registration history includes Tennessee, California, Hawaii, and Arizona. Nicholas has been in the industry since March 2022.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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TN
03/04/2022 - Present
Alliancebernstein Investments, Inc. (Nashville TN)
BC
Issued 03/18/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/04/2022
Series 7TO - General Securities Representative Examination
BC
Issued 08/28/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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