Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Whitt is a registered representative with Samco Capital Markets, Inc. located in Plano, Texas. Nicholas has been in the securities industry since November 5, 2017 and has passed the Series 63, Series 7, and SIE exams. Nicholas holds a Series 63 registration in Texas. Prior to joining Samco Capital Markets, Inc., Nicholas was employed by CHARLES SCHWAB & CO., INC. in Fort Worth, Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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TX
06/04/2019 - Present
Samco Capital Markets, Inc. (Plano TX)
TX
11/06/2017 - 06/18/2019
CHARLES SCHWAB & CO., INC. (Fort Worth TX)
BC
Issued 11/27/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/06/2017
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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