Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Ryan Stoltz is a financial advisor who is currently registered with Transamerica Capital, Inc. in Denver, Colorado. Nicholas has been in the industry since March 26, 2010 and holds Series 6, 7, 63 and 66 licenses as well as the SIE exam. Nicholas has previously been registered with Jackson National Life Distributors LLC, LPL Financial LLC, PNC Investments, Federated Securities Corp. and Planco Financial Services, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CO
07/23/2018 - Present
Transamerica Capital, Inc. (DENVER CO)
TN
11/03/2014 - 07/27/2018
JACKSON NATIONAL LIFE DISTRIBUTORS LLC (FRANKLIN TN)
PA
01/06/2014 - 01/09/2014
LPL FINANCIAL LLC (PITTSBURGH PA)
PA
08/29/2012 - 12/13/2013
PNC INVESTMENTS (MONROEVILLE PA)
PA
08/18/2011 - 08/13/2012
FEDERATED SECURITIES CORP. (PITTSBURGH PA)
PA
08/25/2006 - 12/15/2008
PLANCO FINANCIAL SERVICES, LLC (WAYNE PA)
BOTH
Issued 09/26/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/13/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/17/2011
Series 7 - General Securities Representative Examination
BC
Issued 08/24/2006
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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