Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Parke is a financial advisor with Barclays Capital Inc. Nicholas has a total of 3 product exams and 1 state exam. Nicholas holds a Series 63 license and is registered in New York. Nicholas has been a financial advisor since 2017 and has previously worked for J.P. Morgan Securities LLC and Northwestern Mutual Investment Services, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
10/07/2022 - Present
Barclays Capital Inc. (NEW YORK NY)
NY
08/07/2018 - 03/03/2022
BARCLAYS CAPITAL INC. (NEW YORK NY)
NY
07/10/2017 - 08/14/2018
J.P. MORGAN SECURITIES LLC (WHITEPLAINS NY)
NJ
11/21/2016 - 05/25/2017
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (PARAMUS NJ)
BC
Issued 03/03/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/21/2016
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Nicholas Parke is the right advisor for you? Invested Better is here to help.
