Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Naubert is a financial advisor associated with Northwestern Mutual Investment Services, LLC. Nicholas is registered with FINRA and the state of Washington as a Registered Representative and Investment Advisor Representative. Nicholas has been in the securities industry since January 27, 2014. Nicholas is also registered in 23 other states as a Registered Representative.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
WA
07/21/2014 - Present
Northwestern Mutual Investment Services, LLC (SEATTLE WA)
IA
Issued 07/10/2014
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/19/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/09/2019
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/28/2014
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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