Unclaimed
Nicholas Lewis is an investment advisor representative with The Huntington Investment Co. based in Wilmington, OH. Nicholas has been in the financial services industry since June 2014. Nicholas is registered with the Securities and Exchange Commission as an investment advisor representative and has passed both the Series 63 and Series 65 examinations. Nicholas is also registered as a broker-dealer in 53 states and has passed both the Series 7 and Series 65 exams. Nicholas specializes in working with high net worth individuals, corporations and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
OH
06/04/2024 - Present
THE Huntington Investment Co. (Wilmington OH)
CO
04/13/2023 - 05/14/2024
EMPOWER FINANCIAL SERVICES, INC. (GREENWOOD VILLAGE CO)
OH
10/11/2019 - 03/15/2023
J.P. MORGAN SECURITIES LLC (Westerville OH)
KY
09/02/2014 - 01/29/2019
FIDELITY BROKERAGE SERVICES LLC (COVINGTON KY)
IA
Issued 10/13/2020
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/24/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/02/2014
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Nicholas Lewis is the right advisor for you? Invested Better is here to help.