Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Donias is a securities professional with over 5 years of experience in the financial services industry. Nicholas is currently registered with SMBC Nikko Securities America, Inc., a broker-dealer firm. In addition to the Series 63, Nicholas holds the Series 52, Series 79, and SIE exams. Nicholas has held previous positions at Piper Jaffray & Co. and Goldman, Sachs & Co.. Nicholas's expertise lies in the municipal securities and investment banking sectors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
07/25/2019 - Present
Smbc Nikko Securities America, Inc. (NEW YORK NY)
TX
10/03/2014 - 01/26/2015
PIPER JAFFRAY & CO. (HOUSTON TX)
NY
08/30/2013 - 10/02/2014
GOLDMAN, SACHS & CO. (NEW YORK NY)
BC
Issued 09/03/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/07/2019
Series 52TO - Municipal Securities Representative Examination
BC
Issued 07/25/2019
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 05/21/2019
SIE - Securities Industry Essentials Examination
BC
Issued 11/18/2013
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 08/30/2013
Series 52 - Municipal Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Nicholas Donias is the right advisor for you? Invested Better is here to help.
