Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Battalini is a financial advisor with Foreside Fund Services, LLC, a firm that is not currently registered as an Investment Advisor. Nicholas is registered with FINRA and has been in the industry since 2015. He has passed the Series 63, Series 7, and SIE exams. He is currently registered in Illinois, Indiana, Iowa, Minnesota, Missouri, New York, and Ohio. Nicholas's previous employment was with Calamos Financial Services LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
10/03/2018 - Present
Foreside Fund Services, LLC (New York NY)
IL
11/16/2015 - 08/22/2018
CALAMOS FINANCIAL SERVICES LLC (NAPERVILLE IL)
BC
Issued 12/15/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/22/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/16/2015
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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