Unclaimed
Nicholas Russo is a financial professional with over 14 years of experience in the industry. Nicholas is currently registered with Cantor Fitzgerald & Co. and has previously held positions at J.P. MORGAN SECURITIES LLC, MORGAN STANLEY, and MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED. Nicholas has a broad range of experience and is licensed to conduct business in Connecticut, Florida, New Jersey, and New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NJ
12/01/2020 - Present
Cantor Fitzgerald & Co. (SUMMIT NJ)
NJ
06/15/2017 - 12/18/2020
J.P. MORGAN SECURITIES LLC (Morristown NJ)
NJ
03/05/2013 - 06/15/2017
MORGAN STANLEY (MORRISTOWN NJ)
NY
09/26/2007 - 08/16/2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BOTH
Issued 10/24/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/25/2007
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE Arca, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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