Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Romo is an investment advisor representative at State Farm Investment Management Corp.. Nicholas has been in the financial services industry for over 5 years. Nicholas holds the Series 63 and Series 65 licenses, as well as the Series 6TO and SIE exams. Nicholas is also a registered investment advisor in New York, Illinois and Pennsylvania. Nicholas has experience providing investment advice to individuals and investment companies. Nicholas is also an insurance agent with State Farm Mutual Automobile Insurance Company and its affiliates.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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NY
08/17/2021 - Present
State Farm Investment Management Corp. (Ithaca NY)
IA
Issued 02/01/2020
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/20/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/22/2019
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 03/22/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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