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Nicholas Roy Morton

Allstate Financial Services, LLC

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About Nicholas Roy Morton

Nicholas Morton is a financial advisor in Montgomery, TX. Nicholas has been working in the financial industry since June 22, 2009. Nicholas is registered with Allstate Financial Services, LLC. Nicholas has a Series 6, Series 63, and SIE licenses.

Firm Information

Nicholas Morton is currently registered with Allstate Financial Services, LLC. Allstate Financial Services, LLC, is a Limited Liability Company formed in November 1999. The firm is registered in all 50 states and the District of Columbia.

Not reported

Assets Under Management

Not reported

Total Clients

4,147

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Nicholas Morton’s Registration & Firm History

TX

06/22/2009 - Present

Allstate Financial Services, LLC (MONTGOMERY TX)

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Licenses & Designations

BC

Issued 06/27/2009

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/21/2009

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Nicholas Roy Morton.
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