Unclaimed
Nicholas Greenwood is a registered investment banking representative with Harris Williams. Nicholas is licensed to provide investment advice and services in Virginia and has earned the SIE, Series 63, and Series 79TO licenses. Nicholas joined Harris Williams in July 2023 and is based in Richmond, Virginia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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VA
07/24/2023 - Present
Harris Williams (RICHMOND VA)
BC
Issued 03/10/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/24/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 02/07/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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