Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Ross is a financial advisor who has been active in the industry since 2015. He holds the Series 6, Series 63, and SIE licenses, and is currently registered with Northwestern Mutual Investment Services, LLC. Previously, Nicholas has worked with JP Morgan Securities LLC and First Republic Securities Company, LLC. Nicholas's focus is on providing investment advice to individuals and businesses. He is also registered with the state of California.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
CA
01/16/2024 - Present
Northwestern Mutual Investment Services, LLC (LA JOLLA CA)
CA
09/29/2023 - 11/18/2023
J.P. MORGAN SECURITIES LLC (OCEANSIDE CA)
CA
10/20/2015 - 09/29/2023
FIRST REPUBLIC SECURITIES COMPANY, LLC (SAN DIEGO CA)
CA
04/24/2015 - 10/22/2015
J.P. MORGAN SECURITIES LLC (BERKELEY CA)
BC
Issued 05/06/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/24/2015
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Nicholas Ross is the right advisor for you? Invested Better is here to help.
