Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Roseborough is a financial professional with experience in the securities industry. Nicholas is currently registered with Evercore Group LLC. Nicholas previously held a position at Nomura Securities International, Inc. Nicholas has successfully passed the Series 63, Series 79TO and the SIE exams. Nicholas is registered in 37 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
03/22/2022 - Present
Evercore Group LLC (NEW YORK NY)
NY
08/23/2021 - 02/24/2022
NOMURA SECURITIES INTERNATIONAL, INC. (NEW YORK NY)
BC
Issued 08/20/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/23/2021
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/29/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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