Unclaimed
Nicholas Ronan is a financial advisor based in New York, NY. Nicholas is registered with Equitable Distributors, LLC and holds Series 7TO, Series 63, and SIE licenses. Nicholas has been in the industry since June 6, 2024.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
06/07/2024 - Present
Equitable Distributors, LLC (New York NY)
BC
Issued 07/01/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/07/2024
Series 7TO - General Securities Representative Examination
BC
Issued 05/06/2024
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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