Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Romero is a financial advisor with Performance Trust Capital Partners, LLC. Nicholas has over 7 years of experience in the financial services industry. Nicholas holds Series 7 and Series 63 licenses and is registered in Illinois and Wisconsin. Nicholas has previously worked with Sterne, Agee & Leach, Inc. and Akuna Securities LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
IL
07/26/2023 - Present
Performance Trust Capital Partners, LLC (CHICAGO IL)
IL
02/02/2021 - 03/10/2023
PERFORMANCE TRUST CAPITAL PARTNERS, LLC (CHICAGO IL)
IL
11/01/2016 - 01/21/2020
PERFORMANCE TRUST CAPITAL PARTNERS, LLC (CHICAGO IL)
IL
02/24/2015 - 10/28/2016
AKUNA SECURITIES LLC (CHICAGO IL)
AL
08/01/2014 - 08/08/2014
STERNE, AGEE & LEACH, INC. (BIRMINGHAM AL)
BC
Issued 09/13/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/31/2014
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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