Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Jeffries is a financial professional with Fidelity Brokerage Services LLC. Nicholas has been in the industry since March 28, 2018 and has obtained licenses including Series 63, Series 7, Series 9 and Series 10. Nicholas is registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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TX
03/29/2018 - Present
Fidelity Brokerage Services LLC (WESTLAKE TX)
BC
Issued 05/07/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/19/2024
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/14/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/29/2018
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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