Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Rocky Pastorino is a financial advisor registered with Raymond James Financial Services Advisors, Inc. Nicholas has been in the financial industry since 2005 and holds licenses including Series 6, 7, 24, 63 and 66. Nicholas provides advisory services including portfolio management, financial planning, pension consulting, and educational seminars. Nicholas works with individual clients, corporations, and institutional clients including pension and profit-sharing plans. Prior to Raymond James Financial Services Advisors, Inc., Nicholas worked with Sagepoint Financial, Inc. and SunAmerica Securities, Inc. Nicholas is a Vice President with Tri Counties Advisors, a support company for Raymond James Financial Services Advisors, Inc., and is a director with Tri Counties Bank.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
CA
03/14/2017 - Present
Raymond James Financial Services Advisors, Inc. (ROSEVILLE CA)
CA
10/31/2005 - 09/29/2016
SAGEPOINT FINANCIAL, INC. (ROSEVILLE CA)
AZ
10/12/2005 - 10/31/2005
SUNAMERICA SECURITIES, INC. (PHOENIX AZ)
BOTH
Issued 12/9/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/21/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 7/27/2007
Series 24 - General Securities Principal Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 3/2/2007
Series 7 - General Securities Representative Examination
BC
Issued 10/11/2005
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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