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Nicholas Robert Winters

State Farm VP Management Corp.

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About Nicholas Robert Winters

Nicholas Winters is a financial professional with over 10 years of experience in the financial services industry. Nicholas is registered with State Farm VP Management Corp., and holds Series 6 and Series 63 licenses as well as the SIE. Nicholas is currently registered with the states of California and Nevada. Nicholas has a history of working with individual clients and is currently affiliated with State Farm VP Management Corp. in Stockton, CA.

Firm Information

Nicholas Winters is currently registered with State Farm VP Management Corp.. State Farm VP Management Corp. is a corporation formed in 1996 and approved to operate in all 50 states and the District of Columbia. The firm has one approved SEC registration and 51 approved state registrations.

Not reported

Assets Under Management

Not reported

Total Clients

5,459

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Nicholas Winters’s Registration & Firm History

CA

10/09/2012 - Present

State Farm VP Management Corp. (STOCKTON CA)

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Licenses & Designations

BC

Issued 08/03/2012

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/08/2012

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Nicholas Robert Winters.
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