Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Stewart is an Investment Advisor Representative at PNC Investments. Nicholas has been in the financial services industry since 2014. Nicholas has passed the Series 6, 7, 63, 65, and SIE examinations, along with the Uniform Combined State Law Examination. Nicholas has experience at several firms including Aquila Distributors LLC, PIMCO Investments LLC, J.J.B. Hilliard, W.L. Lyons, LLC, and Jefferson National Securities Corporation. Nicholas is licensed in multiple states to provide both securities and investment advisory services to clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
KY
04/03/2024 - Present
PNC Investments (LOUISVILLE KY)
NY
02/18/2021 - 12/06/2021
AQUILA DISTRIBUTORS LLC (NEW YORK NY)
TX
06/27/2016 - 02/05/2021
PIMCO INVESTMENTS LLC (Austin TX)
KY
07/15/2015 - 05/04/2016
J.J.B. HILLIARD, W.L. LYONS, LLC (LOUISVILLE KY)
OH
02/07/2014 - 01/02/2015
JEFFERSON NATIONAL SECURITIES CORPORATION (COLUMBUS OH)
BC
Issued 04/18/2024
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 12/03/2021
Series 65 - Uniform Investment Adviser Law Examination
BOTH
Issued 12/09/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/21/2024
Series 7TO - General Securities Representative Examination
BC
Issued 01/21/2024
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/14/2015
Series 7 - General Securities Representative Examination
BC
Issued 02/07/2014
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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