Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Rosenberger is a Financial Advisor registered with Houlihan Lokey Capital, Inc. in California. Nicholas has been in the industry since February 6, 2022 and holds Series 63, Series 79TO, and SIE licenses. Nicholas has been a registered representative with Houlihan Lokey Capital, Inc. since February 7, 2022.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
02/07/2022 - Present
Houlihan Lokey Capital, Inc. (LOS ANGELES CA)
BC
Issued 03/09/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/05/2022
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 12/28/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
Not sure Nicholas Rosenberger is the right advisor for you? Invested Better is here to help.
